Part 3 - REGISTRATION
- Subpart A - REGISTRATION (§§ 3.1 — 3.4)
- Subpart B - TEMPORARY LICENSES (§§ 3.40 — 3.47)
- Subpart C - DENIAL, SUSPENSION OR REVOCATION OF REGISTRATION (§§ 3.50 — 3.64)
- Subpart D - NOTICE UNDER SECTION 4K(5) OF THE ACT (§ 3.70)
- Subpart E - DELEGATION AND RESERVATION OF AUTHORITY (§ 3.75)
- Appendix B to Part 3 - Statement of Acceptable Practices With Respect to Ethics Training
- Appendix A to Part 3 - Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
- Appendix C to Part 3 - Guidance on the Application of Section 3.3(e), Chief Compliance Officer Annual Report Form and Content