Summary
In Martinez v. People, 166 Colo. 524, 444 P.2d 641, this court stated on the same facts presented in this case that an instruction on accessory during the fact was improper and confusing where no such issue was raised by the information and the evidence.
Summary of this case from Goddard, Jr. v. PeopleOpinion
No. 23141.
Decided September 3, 1968.
Defendant was convicted of burglary and conspiracy to commit burglary and brought error.
Reversed.
1. INSTRUCTIONS, CRIMINAL — Accessory — Paragraph — Error — Burglary — Conspiracy. Where trial court purported to set forth statutory definition of an accessory to a crime and in so doing included following paragraph: "An accessory during the fact is a person who stands by, without interfering or giving such help as he may in his power to prevent a criminal offense from being committed," held, inclusion of such paragraph in its instruction was error, since its effect was to lead jury to believe that if defendant was one who stood by "without interfering" or who otherwise made no effort to prevent commission of crimes of burglary and conspiracy, he could be found guilty of those crimes under information.
2. CRIMINAL LAW — Accessory — Aids — Abets — Assists — Advises — Encourages — Crime — Charged as Principal. One who becomes an accessory by standing by and aiding, abetting or assisting; or who, not being present, aids, abets, assists, advises or encourages the perpetration of a crime, may be charged as principal.
3. Accessory During Fact — Accessory After Fact — Statutes — Indictment — Principal — Negative. One cannot be indicted as principal whose conduct is such as to make of him an "accessory during the fact" or an "accessory after the fact" as those two separate and distinct crimes are defined by C.R.S. 1963, 40-1-12 and 40-1-13 respectively.
4. INDICTMENT AND INFORMATION — Accessory During Fact — Accessory After Fact — Specific Allegation — Statute. An effort to convict a person as an accessory "during," or "after," the time when a specific crime is being, or has been committed by another necessarily requires a specific allegation in the information which informs the accused that he is being charged, not as principal, but an an accessory "during the fact," or "after the fact," as those terms are defined by statute.
5. Accessories After Fact — Specific Charge — Lesser Included Offense — Principals — Questions. It is generally held that as to accessories "after the fact" a specific charge raising that issue is necessary; and questions relating thereto are not included, upon the theory of a lesser included offense, within an information in which the persons accused are charged as principals.
6. CRIMINAL LAW — Accessories Before Fact — Principal — Lack of Distinction — Charge. With reference to accessories "before the fact" — those who are deemed and considered as principal and punished accordingly — it is generally held that they may be charged as principal, since there is no statutory distinction between accessories before the fact and principals.
7. Accessories After Fact — Specific Allegation — Lesser Included Offense — Applicable — Accessory During Fact. The rules applicable to accessories after the fact which require a specific allegation, and which prohibit treatment of the issue as a lesser included offense, are equally applicable to the accessory "during" the fact as defined by Colorado law.
8. Accessory During Fact — Charge — Principal — Negative. The statutory accessory "during the fact" cannot be charged as principal.
9. Accessory During Fact — Aids — Abets — Assists — Absent — Advise — Encourage — Crime — Different Penalty. The statute, C.R.S. 1963, 40-1-13, provides an entirely different penalty for the punishment of an accessory "during the fact" than is applicable to an accessory who "aids, abets, or assists," or who, not being present, "had advised and encouraged the perpetration of the crime."
10. INSTRUCTIONS, CRIMINAL — Tender of Issue — Not Presented by Pleadings — Not Supported by Evidence — Negative. No instruction should be given by the court, either on its own motion or at the request of counsel, which tenders an issue that is not presented by the pleadings or supported by the evidence, or which deviates therefrom in any material respect.
11. Accused — Right — Theory of Case. An accused in a criminal case is entitled to an instruction based on his theory of the case.
Error to the District Court of LaPlata County, Honorable James M. Noland, Judge.
Frank J. Anesi, Public Defender, Sixth Judicial District, for plaintiff in error.
Duke W. Dunbar, Attorney General, Frank E. Hickey, Deputy, John P. Moore, Assistant, for defendant in error.
Plaintiff in error will be referred to as the defendant. Following a trial to a jury he was convicted of the crimes of burglary and conspiracy to commit burglary, and was sentenced to confinement for an indeterminate term (not to exceed five years), in the reformatory at Buena Vista, Colorado.
On writ of error to this court it is argued that the trial court erred in giving Instruction No. 12, which purported to set forth the statutory definition of an accessory to a crime. It contained, inter alia, the following:
"A. It is necessary for you to consider the portion following of the statutory definition of an accessory, viz:
"An accessory is he or she who stands by and aids, abets or assists, or who, not being present, aiding, abeting or assisting, hath advised and encouraged the perpetration of the crime. He or she who thus aids, abets, or assists, advises or encourages, shall be deemed and considered as principal and punished accordingly.
"An accessory during the fact is a person who stands by, without interfering or giving such help as he may in his power to prevent a criminal offense from being committed."
[1-3] The inclusion of the last paragraph in the above quoted instruction was error. The effect of it was to lead the jury to believe that if the defendant was one who stood by "without interfering" or who otherwise made no effort to prevent the commission of the crimes of burglary and conspiracy, he could be found guilty of those crimes under the information filed in this case. It is true that one who becomes an accessory under the first definition contained in the instruction, may be charged as principal. Newton v. People, 96 Colo. 246, 41 P.2d 300; Mulligan v. People, 68 Colo. 17, 189 P. 5. In the Newton case this court said:
"* * * The particulars in which an accessory aided and abetted, or advised and encouraged, the principal, need not be recited. * * *"
However, it is not true that one can be indicted as principal whose conduct is such as to make of him an "accessory during the fact" or an "accessory after the fact" as those two separate and distinct crimes are defined by C.R.S. 1963, 40-1-12 and 40-1-13 respectively. The penalty provided for these two crimes is entirely different from that authorized for one who "aids, abets or assists" or who has "advised and encouraged the perpetration of the crime." The essential ingredients of the crimes under comparison are entirely different.
In the instant case the question of defendant's guilt as an "accessory during the fact" could not be determined under the issues raised by the information and the plea of not guilty. That question did not relate to a lesser included offense contained within the charges in which the defendant was accused as principal. An effort to convict a person as an accessory "during," or "after," the time when a specific crime is being, or has been committed, by another, necessarily requires a specific allegation in the information which informs the accused that he is being charged, not as principal, but as an accessory "during the fact," or "after the fact," as those terms are defined by our statute.
It is very generally held that as to accessories "after the fact" a specific charge raising that issue is necessary. Questions relating thereto are not included, upon the theory of a lesser included offense, within an information in which the persons accused are charged as principals. 42 C.J.S. 1078; 27 Am. Jur. 656.
It is equally clear that with reference to accessories "before the fact" (by which we mean those who "shall be deemed and considered as principal and punished accordingly") it is generally held that they may be charged as principal. This is true, because, as stated in Pacheco v. People, 96 Colo. 401, 43 P.2d 165, "There is no statutory distinction between accessories before the fact and principals."
[7,8] Most jurisdictions recognize but two classes of accessories, namely, before the fact, and after the fact. We know of no other jurisdiction in which a third category of accessories has been added. As far as we are advised, Colorado alone distinguishes between accessories before and after the fact and creates "accessories during the fact." Clearly the rules applicable to accessories after the fact which require a specific allegation, and which prohibit treatment of the issue as a lesser included offense, are equally applicable to the accessory "during" the fact as defined by Colorado law. In Pacheco v. People, supra, which was a case in which the defendants should "be deemed and considered as principal and punished accordingly," we find a sentence in which it is said: "An accessory during the fact may be charged in the information as principal." It is clear that this language mistakenly used the term "during the fact" as being synonymous with an accessory who under the terms of the statute may be "considered as principal and punished accordingly." The statutory accessory "during the fact" cannot be charged as principal.
In the instant case there were but two forms of verdict submitted on each charge, namely, guilty or not guilty of burglary; and guilty or not guilty of conspiracy.
From the record before us it cannot be determined whether the jury found the defendant guilty as an accessory before the fact. Only in such an event did the crime committed become a felony. From all that appears from the record the jury could have based their verdict upon a finding that the conduct of the defendant was such as to make him an accessory during the fact, as defined in Instruction No. 12. The court, by that instruction, definitely told the jurors that there was evidence before them upon which such a conclusion could be reached. If the jury intended to return a verdict of guilty based upon the premise that the defendant was an accessory "during the fact," the judgment entered by the court was invalid. The statute, C.R.S. 1963, 40-1-13, provides an entirely different penalty for the punishment of an accessory "during the fact" than is applicable to an accessory who "aids, abets, or assists," or who, not being present, "has advised and encouraged the perpetration of the crime."
As already indicated, the information raised no issue upon the question as to whether the defendant was an accessory during the fact. No instruction on that question was proper and its introduction into the case could only cause confusion.
In Abeyta v. People, 134 Colo. 441, 305 P.2d 1063, we find the following pertinent language:
"No instruction should be given by the court, either on its own motion or at the request of counsel, which tenders an issue that is not presented by the pleadings or supported by the evidence, or which deviates therefrom in any material respect. * * *"
In Johnson v. People, 145 Colo. 314, 358 P.2d 873, this court said:
"It is axiomatic that the accused in a criminal case is entitled to an instruction based on his theory of the case. In Payne v. People, 110 Colo. 236, 132 P.2d 441, is it stated, inter alia:
'* * * In any event the law, which makes every provision for the protection of even possible innocence, has neither overlooked such a situation as here confronts us nor issued its mandate in equivocal language. "No matter how improbable or unreasonable the contention, defendant was entitled to an appropriate instruction upon the hypothesis that it might be true."' [Citing cases.]
* * *
"Instruction No. 11, given by the trial court, was the only one in which an accessory was defined. It correctly defined an accessory before the fact, but in addition thereto it contained the following statement: 'An accessory during the fact is a person who stands by, without interfering or giving such help as he may in his power to prevent a criminal offense from being committed.' The trial court did not submit any form of verdict, although requested to do so, on the question of whether defendant was an 'accessory during the fact,' and thus it cannot be said with certainty whether the guilty verdict was grounded on a finding that defendant was an accessory during the fact, or an accessory under such circumstances as to be deemed and considered as a principal and punished as such. Participation in a criminal act as an accessory during the fact 'is a distinct offense, and the penalty therefor is different from the penalty prescribed for the principal.' Stewart v. People, 83 Colo. 289, 264 Pac. 720. The instruction should not have indicated that there was no distinction in law between an accessory before the fact and an accessory during the fact. The court could not legally have passed sentence of twenty-five years imprisonment if the verdict was based on a finding that defendant was an accessory during the fact."
The judgment is reversed and the cause remanded for a new trial.
MR. JUSTICE PRINGLE concurs in the result.
MR. JUSTICE McWILLIAMS dissenting.
MR. JUSTICE DAY not participating.