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Green v. Small

United States District Court, D. Columbia
Jan 19, 2006
Civil Action No. 05-1055 (ESH) (D.D.C. Jan. 19, 2006)

Summary

permitting plaintiff to use unexhausted claims of hostile work environment and citing Morgan for the proposition that "a hostile work environment claim is composed of a series of separate acts that collectively constitute one 'unlawful employment practice"'

Summary of this case from Ham v. Ayers

Opinion

Civil Action No. 05-1055 (ESH).

January 19, 2006


MEMORANDUM OPINION


Plaintiff James A. Green filed a pro se complaint against his former employer, the Smithsonian Institution, under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., alleging that he had been subjected to both sexual harassment creating a hostile work environment and retaliation. (Compl. ¶¶ 43-62.) Before the Court is defendant's Motion to Dismiss and for Partial Summary Judgment. As discussed below, defendant's motion will be granted in part and denied in part.

Plaintiff has since retained counsel.

BACKGROUND

From the early months of 2000 until his departure in June 2003, plaintiff worked under the supervision of Kim Workman-Parker as a Security Specialist in the Smithsonian Institution's Office of Protection Services. (Compl. ¶ 19; Def.'s Mot. Ex. 1 at 2; Def.'s Mot. Ex. 13.) According to Green, Workman-Parker repeatedly touched him and otherwise acted in an inappropriate, sexual manner during this period. (Compl. ¶¶ 19-40.) On February 25, 2002, after a February 14 meeting with an Equal Employment Opportunity ("EEO") Counselor, plaintiff filed a discrimination complaint with the Institution's Office of Equal Employment and Minority Affairs ("the Office"). (Def.'s Mot. Exs. 2-3.) In an April 2, 2002 Notice of Acceptance of Discrimination Complaint, the Office acknowledged receiving Green's complaint and framed it as presenting a single issue for investigation: "[w]hether [his] supervisor . . . on August 31, 2000, June 7, August 22, and December 21, 2001, and January 8, 2002, subjected [him] to sexual harassment which created a hostile work environment." (Def.'s Mot. Ex. 2.) Under the terms of the Notice, Green was required to inform the Office within 10 days of any failure to "properly define . . . the accepted allegation." ( Id.) Plaintiff does not allege that he notified the Office of any such error. (See Def.'s Statement of Mat. Facts ¶ 4.)

Six months later, on September 4, 2002, plaintiff filed a retaliation complaint with the Institution, alleging that his supervisor had improperly recorded a two-day absence in June as unauthorized despite his having requested and obtained approval for the leave. (Def.'s Mot. Ex. 11.) In its September 25, 2002 Notice of Acceptance of Discrimination Complaint, the Office indicated that it had received plaintiff's complaint and would accordingly "investigate . . . [w]hether [plaintiff was] subjected to reprisal (prior EEO activity), when, on June 24 and 25, 2002 [plaintiff was] charged with being absent without leave (AWOL)." (Def.'s Mot. Ex. 10 at 1.) The Notice reiterated that plaintiff had 10 days during which to notify the Office that the stated allegation had been improperly defined, and added that plaintiff was free to amend his complaint at any time prior to the end of the investigation "to include issues or claims like or related to those raised in the original complaint." ( Id. at 1-2.) Again, plaintiff has not alleged that he thereafter contacted the Office in an attempt to redefine the issue accepted for investigation.

The Institution removed plaintiff from his position on April 19, 2003, citing his alleged excessive absenteeism and a failure to follow leave procedures. (Def.'s Mot. Ex. 13 at 1.) Green first protested his termination in a May 3, 2003 appeal to the Merit Systems Protection Board ("MSPB"), asserting that he "was under doctor's care" during the time of his absence and that his termination — which followed the EEO complaint he had filed with the Institution "[b]ack in 2001 2002" — was in violation of Title VII and other federal discrimination statutes. (Def.'s Reply Ex. 1 at 4.) Green again contested his removal in a July 30, 2003 discrimination complaint alleging that the action was based on his "race, sex, disability, and prior EEO activity." (Def.'s Reply Ex. 2 at 1.) The Smithsonian's Office of Equal Employment and Minority Affairs dismissed the latter challenge in an August 20, 2003 letter explaining that Green's discrimination complaint could have been filed with either the agency or the MSPB, " but not both." (Def.'s Reply Ex. 3 at 1 (citing 29 C.F.R. § 1614.302(b)) (emphasis in original).) Because plaintiff had raised his discrimination claims in an MSPB appeal "more than two months prior to filing [his] EEO complaint," the Office concluded that his July 30 complaint must be dismissed. ( Id. at 2 (citing 29 C.F.R. § 1614.107(a)(4)).) Though the letter notifying Green of the dismissal set forth his rights to an appeal ( id. at 3), there is no record that he further pursued the dismissed complaint.

On August 20, 2003 — "desir[ing] to settle the MSPB appeal without need for further litigation" — plaintiff and defendant entered a Settlement Agreement and General Release. ( Id.) Under the terms of the agreement, the Institution promised to "cancel" Green's removal, eliminate all references to his termination from his personnel file, and amend its attendance records to reflect "a leave without pay (LWOP) status rather than absence without leave (AWOL) on the dates he was charged AWOL, from January 1, 2003 through April 19, 2003 [as well as] for the period from April 20, 2003 through August 30, 2003." ( Id. at 1-2.) In return, plaintiff agreed to resign voluntarily from his position and "withdraw" the appeal of his termination. ( Id.) The parties further "agree[d] that the facts and terms of the Settlement Agreement and General Release shall be treated as confidential, and that said Agreement shall be enforced by the Merit Systems Protection Board." ( Id. at 2.) After determining that the parties understood the agreement, that they had entered into it voluntarily, and that it was "lawful on its face," an MSPB ALJ dismissed Green's appeal and approved the settlement agreement for entry into the record. (Def.'s Mot. Ex. 14 at 1-2.)

Because of this confidentiality provision, defendant filed its Motion to Dismiss and for Partial Summary Judgment — which included the settlement as an exhibit — under seal. See Green v. Small, No. 05-cv-1055 (D.D.C. Dec. 20, 2005) (Order unsealing defendant's Motion to Dismiss and for Partial Summary Judgment and supporting documents). On November 1, 2005, the Court ordered plaintiff to show cause why defendant's motion, supporting documents, or portions thereof should not be unsealed. Id. at 1. Plaintiff failed to make such a showing and, on December 20, 2005, the Court ordered that defendant's motion and all supporting documents be unsealed in their entirety. Id. at 2.

Plaintiff continued to pursue his discrimination and retaliation claims following his termination and later settlement. After requesting a hearing before an EEOC ALJ on the claims raised in his 2002 complaints ( see Def.'s Mot. Ex. 4 at 1), Green submitted an August 11, 2003 Prehearing Report setting forth four issues for resolution: first, "[w]hether . . . [his] supervisor . . . subjected [him] to sexual harassment on August 31, 2000, June 7, 2002 [ sic], August 22 and December 2001, and on January 8, 2002 . . . when she attempted to and did grab his genitals and/or touched [him] in an inappropriate manner"; second, "[w]hether [his] supervisor . . . subjected [him] to reprisal because of prior EEO activity, when [he] was charged with absence without leave . . . on June 24 and 25, 2002"; third, "[w]hether [he] was subjected to a hostile work environment from August 2000 through September, 2002"; and, finally, "[w]hether [he] suffered employment related stress and an aggravation of the employment related stress during the period August 31, 2000 through September, 2002." (Def.'s Mot. Ex. 4 at 1 and Ex. 6 at 1.) More than a year later, Green submitted a second Prehearing Report stating an additional issue for resolution: "[w]hether [he] was subjected to and suffered retaliation when he was separated from his position with the Institution on April 19, 2003 . . . because of prior EEO activity." (Def.'s Mot. Ex. 7 at 2.) Plaintiff followed this Report with an October 27, 2004 Motion to Amend the Issue contending that he had not complained only of the five instances of inappropriate contact listed in the allegation accepted for investigation, but rather, he had challenged "a continuous hostile work environment," including "other severe and pervasive instances which occurred on a nearly daily basis and which were unwelcome and offensive." (Def.'s Mot. Ex. 8 at 1.) Green's motion also requested that the adverse actions underlying both his discrimination and retaliation complaints be expanded to include his supervisor's removal of duties during the two-year period preceding his departure, as well as "[t]he agency's unlawful placement of [him] on AWOL, suspension and termination in June of 2002." ( Id. at 1-2.) No mention of the settlement was made. ( Id.) The ALJ denied plaintiff's motion and later entered a January 19, 2005 judgment in favor of the Institution on the two issues articulated in the Institution's April 2, 2002 and September 25, 2002 notices. (Def.'s Mot. Ex. 9 at 1 and Ex. 1 at 2, 14.) On February 4, 2005, the Institution issued a Final Order denying Green relief on the two issues investigated and later considered by the ALJ:

Plaintiff's consolidated complaints were initially dismissed by an ALJ in an August 18, 2003 order. ( See Compl. Ex. 1 at 3.) Plaintiff appealed the Institution's subsequent Final Order to the EEOC's Office of Federal Operations, which reversed the Order in a June 24, 2004 decision instructing the Institution to request a hearing before an EEOC ALJ. Id.

[First,] [w]hether, in violation of Title VII of the Civil Rights Act of 1964 . . ., the Complainant was discriminated against upon the basis of his sex (male) when his supervisor subjected the Complainant to sexual harassment which created a hostile work environment on August 31, 2000, June 7, 2001, August 22, 2001, December 21, 2001, and January 8, 2002.
[Second,] [w]hether, in violation of Title VII, the Complainant was subjected to reprisal (prior EEO activity) when the Complainant was charged with being Absent Without Leave (AWOL) on June 24 and 25, 2002.

(Compl. Ex. 1 at 2.)

Plaintiff initiated this suit on May 9, 2005. Green did not limit his complaint to the hostile environment and retaliation claims addressed by the ALJ. ( See Def.'s Mot. Ex. 1 at 2; Def.'s Mot. Ex. 2 at 1; Def.'s Mot. Ex. 10 at 2.) Rather, plaintiff further alleged that his supervisor deprived him of duties and projects for discriminatory and retaliatory reasons from August of 2000 through June of 2002; that he was suspended and later terminated for discriminatory and retaliatory reasons; that his supervisor reduced communications, withheld necessary information, and required him to do security checks for retaliatory reasons; that his supervisor lowered his evaluation scores "due to his refusal to cooperate with her sexual harassment, his protesting sexual harassment and his filing an EEO complaint," thus denying him promotions; and that he was given "improper job assignments" for discriminatory and retaliatory reasons. (Compl. ¶¶ 22-3, 28, 32-3.) Plaintiff requests declaratory, injunctive and monetary relief. (Compl. ¶¶ a-f.)

ANALYSIS

Defendant's Motion to Dismiss and for Partial Summary Judgment, filed on October 31, 2005, challenges Green's expanded allegations, contending that "Plaintiff's claims in this case should be limited to the two issues the Smithsonian's EEO office accepted for investigation and plaintiff litigated before the Administrative Judge." (Def.'s Mot. at 13.) According to defendant, plaintiff failed to administratively exhaust all other claims raised in his complaint, requiring their dismissal here. ( Id. at 9-13.) Defendant further argues that the doctrine of res judicata bars plaintiff from raising his claim of retaliatory removal because the same issue was raised in Green's appeal to the MSPB and later settled. ( Id. at 13-6). Finally, defendant contends that plaintiff's claim of retaliatory suspension must be dismissed as there is no evidence that he was in fact suspended. ( Id. at 16.) The Court will address each of these arguments seriatim.

I. Legal Standard

Under Rule 12(b)(6), dismissal is appropriate only where the defendant has demonstrated "`beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.'" In re Swine Flu Immunization Prods. Liab. Litig., 880 F.2d 1439, 1442 (D.C. Cir. 1989) (quoting Conley v. Gibson, 355 U.S. 41, 45-46 (1957)). In making this determination, a court is to presume that all of the allegations in plaintiff's complaint are true and draw all reasonable factual inferences in plaintiff's favor. Maljack Prods., Inc. v. Motion Picture Ass'n of Am., Inc., 52 F.3d 373, 375 (D.C. Cir. 1995); Phillips v. Bureau of Prisons, 591 F.2d 966, 968 (D.C. Cir. 1979). "However, the court need not accept inferences drawn by plaintiff if such inferences are unsupported by the facts set out in the complaint. Nor must the court accept legal conclusions cast in the form of factual allegations." Kowal v. MCI Commc'ns Corp., 16 F.3d 1271, 1276 (D.C. Cir. 1994).

When materials other than those "facts alleged in the complaint, any documents either attached to or incorporated in the complaint and matters of which [the court] may take judicial notice" are presented to and not excluded by the court, a motion to dismiss is handled not under the standards of Rule 12(b)(6) but rather those applicable to motions for summary judgment under Rule 56. Equal Employment Opportunity Comm'n v. St. Francis Xavier Parochial Sch., 117 F.3d 621, 624 (D.C. Cir. 1997); Fed.R.Civ.P. 12(b). In such cases, the dispositive question becomes whether "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed.R.Civ.P. 56(c). A dispute as to a "material fact" — one that "might affect the outcome of the suit under the governing law" — is "genuine" if a reasonable jury could return a verdict in favor of the non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Accordingly, a moving party is entitled to summary judgment against "a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Waterhouse v. Dist. of Columbia, 298 F.3d 989, 992 (D.C. Cir. 2002) (quoting Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986)). As under Rule 12(b)(6), the Court must draw every justifiable inference in favor of the nonmoving party and accept that party's evidence as true when considering a motion for summary judgment. Anderson, 477 U.S. at 255; see also Washington Post Co. v. United States Dep't of Health and Human Servs., 865 F.2d 320, 325 (D.C. Cir. 1989). This said, the nonmovant must offer more than unsupported allegations or denials if summary judgment is to be avoided. Greene v. Dalton, 164 F.3d 671, 674-75 (D.C. Cir. 1999).

II. Exhaustion

Under Title VII, a plaintiff alleging a violation of his civil rights by a federal agency must "initiate his . . . complaint with the agency." Kizas v. Webster, 707 F.2d 524, 544 (D.C. Cir. 1983). Only after a plaintiff has notified an EEO counselor of the allegedly discriminatory act, filed a formal discrimination complaint with the agency, allowed the agency time to investigate the complaint, and received a "notice of final action" can the plaintiff file a civil action in federal district court. See 29 C.F.R. §§ 1614.105(a)(1), 1614.105(d), 1614.106(a)-(b), 1614.108(f); 42 U.S.C. § 2000e-16(c). "Congress did not casually impose th[is] requirement. . . . Nor is the requirement a technicality. Rather, it is part and parcel of the congressional design to vest in the federal agencies and officials engaged in hiring and promoting personnel `primary responsibility' for maintaining nondiscrimination in employment." Kizas, 707 F.2d at 544.

A. Retaliation

In arguing that "virtually all" of the claims raised in Green's complaint must be dismissed, defendant first contends that plaintiff exhausted only one of the retaliation claims presently before the Court — whether, as the issue was phrased in the Institution's Final Order, Green "was subjected to reprisal (prior EEO activity) when [he] was charged with being Absent Without Leave (AWOL) on June 24 and 25, 2002." (Def.'s Mot. at 9; Compl. Ex. 1 at 2.) According to defendant, none of the other "discrete claims of retaliation" set forth in plaintiff's complaint — including his allegations that his supervisor retaliated against him by denying him duties and projects "within the time period of August 2000 through June of 2002," lowering performance evaluation scores and thereby denying him deserved promotions, subjecting him to a hostile work environment, suspending and later terminating him, and giving him improper job assignments — were raised in an EEO complaint and litigated administratively. (Def.'s Mot. at 9-10; Compl. 22-3, 28, 32-3.) In opposing defendant's motion, plaintiff does not assert that he exhausted administrative remedies for each of the retaliatory actions alleged in his complaint. Rather, Green contends that "[i]t is well settled that . . . claims of retaliation do not require administrative exhaustion." (Pl.'s Opp'n at 2-3 (emphasis in original) (citing Baker v. Library of Congress, 260 F.Supp.2d 59, 66 n. 4 (D.D.C. 2003) ("[I]t is generally accepted that the exhaustion of administrative remedies doctrine does not apply to claims based on alleged retaliation.")).) Plaintiff also suggests that his administrative complaint concerned "ongoing and continuous . . . discrimination" by his employer, and thus it is sufficient for purposes of exhaustion that one of numerous alleged retaliatory actions was brought before the agency for investigation and resolution. ( Id. at 2.)

Plaintiff's arguments are without merit. Prior to the Supreme Court's decision in National Railroad Passenger Corporation v. Morgan, 536 U.S. 101 (2002), it was generally accepted that a plaintiff need not exhaust retaliation claims arising after the filing of an administrative complaint — a narrower rule than that asserted by plaintiff. See Sussman v. Tanoue, 39 F.Supp.2d 13, 21 (D.D.C. 1999) ("[M]ost courts have concluded that plaintiffs are not required to exhaust administrative remedies for claims of retaliation which arise following the filing of administrative complaints.") (citing Nealon v. Stone, 958 F.2d 584, 590 (4th Cir. 1992)). Morgan, however, emphasized the need for "strict adherence to the procedural requirements specified by the legislature," ultimately holding that "a Title VII plaintiff raising claims of discrete discriminatory or retaliatory acts must file his charge within the appropriate time period." 536 U.S. at 105, 122. This language required a reconsideration of the exhaustion standards applicable in retaliation cases. See, e.g., Romero-Ostolaza v. Ridge, 370 F. Supp. 2d 139, 148 (D.D.C. 2005) (" Morgan rejected the so-called continuing violation doctrines that allowed plaintiffs to recover for discrete acts of discrimination or retaliation that had not been separately exhausted but were `sufficiently related' to a properly exhausted claim."); Bowie v. Ashcroft, 283 F. Supp. 2d 25, 34 (D.D.C. 2003) ("[P]rior cases allowing plaintiffs to file subsequent, similar claims for the first time in federal court simply do not survive Morgan."). In the wake of Morgan, this Court concluded that the decision "only . . . prohibit[ed] review of claims that plaintiff presents `for the first time in federal court,'" and thus held that "separate initiation of administrative exhaustion for related post-complaint conduct is not required . . . where the ends of administrative exhaustion have been served by the pursuit of administrative remedies with regard to the subsequent acts." Velikonja v. Mueller, 315 F. Supp. 2d 66, 74 (D.D.C. 2004) (quoting Bowie, 283 F. Supp. 2d at 34).

Plaintiff has not satisfied this standard. Unlike the claims held to have been exhausted in Velikonja, those challenged by defendant were neither "presented by plaintiff [to the agency] by amendment" nor "included among those accepted for investigation during the processing of her administrative complaint." Id.; see also Romero-Ostolaza, 370 F. Supp. 2d at 150 (dismissing one of plaintiff's retaliation claims for failure to exhaust "because none of plaintiff's EEO complaints ma[de] charges concerning [the alleged retaliatory conduct]"). To the contrary, when notified of the single alleged instance of retaliation it had accepted for investigation, plaintiff made no attempt to augment the "accepted allegation" or amend his complaint prior to the conclusion of the investigation — this despite the Institution's express invitation to do so in its September 25, 2002 Notice of Acceptance of Discrimination Complaint. ( See Def.'s Mot. Ex. 10 at 1-2.) This is simply not a case where the plaintiff "diligently pursued" the retaliation claims challenged by defendant. See Velikonja, 315 F. Supp. 2d at 74.

Because the documents involved in the administrative proceedings underlying this case are matters of public record, the Court's consideration of them here does not convert defendant's motion for dismissal into a motion for summary judgment governed under Rule 56. See St. Francis Xavier Parochial Sch., 117 F.3d at 624; Marshall County Health Care Authority v. Shalala, 988 F.2d 1221, 1228 (D.C. Cir. 1993) (noting a "narrow exception" to the general rule against looking outside the pleadings in resolving a 12(b)(6) motion that "allow[s] courts to take `judicial notice' of facts on the public record"); Cunningham v. Litton Industries, 413 F.2d 887, 889 n. 2 (9th Cir. 1969) (taking judicial notice of an EEOC decision in resolving a motion to dismiss); Branum v. United Parcel Service, Inc., 2005 WL 3533698, *21 n. 1 (W.D. Pa. December 23, 2005) ("[E]xhibits, such as . . . EEOC documents . . ., may be considered in deciding the motion to dismiss because `matters incorporated by reference or integral to the claim, items subject to judicial notice, matters of public record, orders, items appearing in the record of the case . . . may be considered by the district court without converting the motion into one for summary judgment.'") (quoting 5B Charles A. Wright Arthur R. Miller, Federal Practice and Procedure § 1357, at 376 (3d ed. 2004)); Koch v. CGM Group, Inc., 2001 WL 392523, *7 n. 1 (S.D. Ind. Apr. 3, 2001) (taking judicial notice of an EEO complaint referenced in plaintiff's pleadings in resolving defendant's motion to dismiss).

Accordingly, with two exceptions — Green's challenge to his supervisor's charge that he was absent without leave in June of 2002, which was properly raised before the Institution, and his challenge to his removal, which is addressed below — plaintiff's retaliation claims must be dismissed for want of administrative exhaustion.

B. Hostile Work Environment

Defendant also contends that plaintiff has "raise[d] numerous claims of sexual harassment and gender-based discrimination in support of his hostile work environment claim . . . [which] were never raised in Plaintiff's EEO complaint." (Def.'s Mot. at 10.) According to defendant, plaintiff exhausted the sexual harassment claim outlined in the Institution's April 2, 2002 Notice of Acceptance of Discrimination Complaint: "[w]hether [his] supervisor, Ms. Kim Workman-Parker, System Administrator, on August 31, 2000, June 7, August 22, and December 21, 2001, and January 8, 2002, subjected [him] to sexual harassment which created a hostile work environment." ( Id. (quoting Def.'s Mot. Ex. 2).) Green's complaint, however, extends beyond these specific instances. He alleges that his supervisor acted in an inappropriate and sexual manner with other male employees; that he was subjected to "severe and pervasive instances [of sexual harassment] which occurred on a nearly daily basis"; that his supervisor's "gender-based" actions included the removal of duties, as well his suspension and later termination; and that he "lost promotions due to these events, since [his supervisor] gave him lowered evaluations due to his refusal to cooperate with her sexual harassment." (Compl. ¶¶ 20-55.) "Having limited his administrative complaint to five specific incidents of sexual harassment," defendant argues that "Plaintiff cannot raise additional claims of sexual harassment to support his hostile work environment claim in this litigation. . . . Whether viewed as a matter of exhaustion or waiver, Plaintiff plainly cannot raise additional harassment claims in this lawsuit." (Def.'s Mot. at 12.)

In response, plaintiff contends that the hostile environment claim filed with the Institution involved allegations of "ongoing and continuous sexual harassment and discrimination." (Pl.'s Opp'n at 2.) Thus, Green suggests, the requirements of exhaustion have been satisfied since the allegations challenged by defendant here are sufficiently related to those raised in plaintiff's administrative complaint. ( Id. at 22-3 (citing Bell v. Gonzales, 398 F.Supp.2d 78, 2005 WL 691865, *4 (D.D.C. Mar. 25, 2005) ("[A] Title VII lawsuit includes the claims that are `like or reasonably related to the allegations of the [administrative] charge and growing out of such allegations.'")).)

To the extent that plaintiff's present complaint attempts to raise a claim of quid pro quo harassment or some alternate theory of sex-based discrimination ( see Compl. ¶ 22 (alleging "gender-based tangible losses including . . . [the] removal of job duties and job projects" as well as "[t]he agency's unlawful placement of [plaintiff] on AWOL, suspension and termination"); id. ¶ 32 (alleging that plaintiff "lost promotions . . . since [his supervisor] gave him lowered evaluations due to his refusal to cooperate with her sexual harassment); id. ¶ 37 (alleging that plaintiff's supervisor reminded him that she was responsible for his evaluations when he protested demands he believed inappropriate)), it must be dismissed; there is no question that plaintiff's assertion of a hostile environment was the only claim of sex discrimination exhausted at the administrative level. ( See Def.'s Mot. Ex. 2 (April 2, 2002 Notice of Acceptance of Discrimination Complaint).) See Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 62, 67 (1986) (distinguishing between quid pro quo claims, which allege "harassment that involves the conditioning of concrete employment benefits on sexual favors," and hostile environment claims, which allege "sexual harassment . . . sufficiently severe or pervasive to alter the conditions of [the victim's] employment and create an abusive working environment") (internal quotations omitted).

Defendant's efforts to further constrict plaintiff's hostile environment claim, however, are unpersuasive. Unlike allegations of retaliation — each of which constitutes a "discrete discriminatory act" for purposes of exhaustion — "[a] hostile work environment claim is composed of a series of separate acts that collectively constitute one `unlawful employment practice.'" Morgan, 536 U.S. at 113, 117 (quoting 42 U.S.C. § 2000e-5(e)(1)). Thus, defendant's suggestion that plaintiff raised new, unexhausted "claims" by referencing more than the "five specific incidents of sexual harassment" cited in the administrative notice is without merit. ( See Def.'s Mot. at 10, 12.) Green filed a complaint with the Institution asserting that his supervisor had subjected him to a pattern of sexual harassment sufficient to create a hostile work environment ( see Def.'s Mot. Ex. 2), thereby giving the Institution "notice of [his] claim and [the] opportunity to handle it internally." Velikonja, 315 F. Supp. 2d at 74. The ends of exhaustion have thus been satisfied, and the Court will accordingly deny defendant's Motion to Dismiss insofar as it seeks dismissal of a portion of plaintiff's hostile environment claim.

III. Removal Claims

Defendant next contends that plaintiff's challenges to his termination are barred by the doctrine res judicata, arguing that the same issues were raised in the MSPB appeal that Green ultimately withdrew as part of a settlement agreement with the Institution. (Def.'s Mot. at 13.) In opposition, plaintiff maintains that the effect of the settlement on his present termination claims cannot yet be determined as the Court has insufficient facts regarding the agreement's scope. (Pl.'s Opp'n at 3.) Plaintiff notes that the language of the settlement agreement makes no reference to the discrimination claims raised in his complaint, and requests Rule 56(f) discovery "to . . . investigate and review the entire MSPB record and . . . depose any relevant parties to this case in order to fully determine and/or dispel any disputes by the parties over the terms and conditions of Plaintiff's settlement agreement with the Agency." ( Id. at 3, 6-7.)

In requesting Rule 56(f) discovery, plaintiff's counsel mistakenly asserts that Green's "employment record was apparently sealed" under the terms of the settlement agreement and asks that the Court allow him "a proper opportunity to discover any facts he will need to properly respond to Defendant's request to unseal his personnel file." (Pl.'s Opp'n at 7.) As earlier noted, after plaintiff failed to show cause why defendant's motion, supporting documents, or portions thereof should remain sealed, the Court ordered their unsealing on December 20, 2005. Green v. Small, No. 05-cv-1055 (D.D.C. Dec. 20, 2005). Plaintiff's request is therefore untimely and the Court denies his request for a protective order. ( See Pl.'s Sur Reply at 4.)

Because plaintiff has failed to raise a genuine issue as to whether the parties' August 20, 2003 agreement was intended to settle the termination claims raised in his present complaint, the Court will grant defendant summary judgment. In appealing his termination to the Merit Systems Protection Board, Green specifically alleged that the Institution's action was in violation of Title VII since he had "filed an EEO . . . [b]ack in 2001 2002 . . . at the Smithsonian." (Def.'s Reply Ex. 1 at 4.) No reasonable jury could find that this claim was not included within the reach of the parties' settlement, in which the Institution "denie[d] any impropriety in removing" Green and the parties expressed their "desire to settle the MSPB appeal without need for further litigation." (Def.'s Mot. Ex. 13 at 1.) Moreover, as a result of the agreement, the Institution cancelled plaintiff's removal — the very action complained of here — and Green resigned from his position voluntarily, withdrawing his appeal. ( Id. at 1-3.) Plaintiff has offered no evidence to contradict the clear scope of the settlement, but instead requests discovery regarding the terms of an agreement he negotiated and signed. (Pl.'s Opp'n at 3-7.) Since there is no genuine question that the settlement covered plaintiff's present challenge to his termination, summary judgment is appropriate with respect to the claim. See Village of Kaktovik v. Watt, 689 F.2d 222, 230 (D.C. Cir. 1982) ("An agreement to settle a legal dispute is a contract. Each party agrees to extinguish those legal rights it sought to enforce through litigation in exchange for those rights secured by the contract.") (citations omitted); Simon v. Circle Assocs., Inc., 753 A.2d 1006, 1012 (D.C. 2000) ("Generally, settlement agreements are determined according to principles of contract law. A valid and enforceable contract requires both (1) agreement as to all material terms, and (2) intention of the parties to be bound.") (internal quotations and citations omitted); see also 18A Charles A. Wright Arthur R. Miller, Federal Practice and Procedure § 4443 (3d ed. 2004) ("The basically contractual nature of consent judgments has led to general agreement that preclusive effects should be measured by the intent of the parties.").

IV. Suspension Claims

Defendant also argues that plaintiff's claims of unlawful suspension should be dismissed as there is no record of his having been suspended. (Def.'s Mot. at 16.) Since filing his complaint, plaintiff has acknowledged that he was not in fact suspended. ( See Pl.'s Surreply at 3 n. 2.) Because there is no genuine issue regarding plaintiff's once-alleged suspension, the Court will grant defendant summary judgment with respect to plaintiff's suspension claims.

Defendant challenges plaintiff's December 18, 2005 surreply — which he "filed to clarify the legal arguments Plaintiff made in response to Defendant's Motion to Dismiss and for Partial Summary Judgment," (Pl.'s Sur Reply at 1) — as inappropriately filed. (Def.'s Opp'n to Pl.'s Sur Reply at 1.) Because defendant has had an opportunity to respond to plaintiff's clarifications in its December 28, 2005 reply, the Court declines to strike plaintiff's surreply.

CONCLUSION

For the reasons stated above, the Court will grant in part defendant's Motion to Dismiss and for Partial Summary Judgment [#21]. The Court will accordingly dismiss all but one of plaintiff's retaliation claims, leaving only plaintiff's challenge to his being charged absent without leave on June 24 and June 25 of 2002. To the extent plaintiff attempts to raise claims of sex-based discrimination beyond his hostile environment claim, such claims will also be dismissed. The Court will also grant defendant summary judgment on plaintiff's suspension and termination claims. Defendant's Motion will otherwise be denied.


Summaries of

Green v. Small

United States District Court, D. Columbia
Jan 19, 2006
Civil Action No. 05-1055 (ESH) (D.D.C. Jan. 19, 2006)

permitting plaintiff to use unexhausted claims of hostile work environment and citing Morgan for the proposition that "a hostile work environment claim is composed of a series of separate acts that collectively constitute one 'unlawful employment practice"'

Summary of this case from Ham v. Ayers
Case details for

Green v. Small

Case Details

Full title:JAMES A. GREEN, Plaintiff, v. LAWRENCE M. SMALL, Secretary, Smithsonian…

Court:United States District Court, D. Columbia

Date published: Jan 19, 2006

Citations

Civil Action No. 05-1055 (ESH) (D.D.C. Jan. 19, 2006)

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