Opinion
Case No. 20-cv-1771-pp
2020-12-09
William FEEHAN, Plaintiff, v. WISCONSIN ELECTIONS COMMISSION, et al., Defendants.
Daniel J. Eastman, Eastman Law, Mequon, WI, Michael D. Dean, Michael D. Dean LLC, Brookfield, WI, Brandon Johnson, Emily P. Newman, Julia Z. Haller, Sidney Powell, Sidney Powell PC, Dallas, TX, Howard Kleinhendler, Howard Kleinhendler Esq., New York, NY, L. Lin Wood, L. Lin Wood PC, Atlanta, GA, for Plaintiff. Colin T. Roth, Jody J. Schmelzer, Sean Michael Murphy, Wisconsin Department of Justice Office of the Attorney General, Jeffrey A. Mandell, Rachel E. Snyder, Richard Manthe, Stafford Rosenbaum LLP, Madison, WI, Davida Brook, Susman Godfrey LLP, Los Angeles, CA, Justin A. Nelson, Susman Godfrey LLP, Houston, TX, Paul M. Smith, Campaign Legal Center, Washington, DC, Stephen Morrissey, Susman Godfrey LLP, Seattle, WA, Stephen Shackelford, Jr., Susman Godfrey LLP, New York, NY, for Defendants.
Daniel J. Eastman, Eastman Law, Mequon, WI, Michael D. Dean, Michael D. Dean LLC, Brookfield, WI, Brandon Johnson, Emily P. Newman, Julia Z. Haller, Sidney Powell, Sidney Powell PC, Dallas, TX, Howard Kleinhendler, Howard Kleinhendler Esq., New York, NY, L. Lin Wood, L. Lin Wood PC, Atlanta, GA, for Plaintiff.
Colin T. Roth, Jody J. Schmelzer, Sean Michael Murphy, Wisconsin Department of Justice Office of the Attorney General, Jeffrey A. Mandell, Rachel E. Snyder, Richard Manthe, Stafford Rosenbaum LLP, Madison, WI, Davida Brook, Susman Godfrey LLP, Los Angeles, CA, Justin A. Nelson, Susman Godfrey LLP, Houston, TX, Paul M. Smith, Campaign Legal Center, Washington, DC, Stephen Morrissey, Susman Godfrey LLP, Seattle, WA, Stephen Shackelford, Jr., Susman Godfrey LLP, New York, NY, for Defendants.
ORDER DENYING JAMES GESBECK'S MOTION TO INTERVENE (DKT. NO. 14) AND GRANTING IN PART AND DENYING IN PART INTERVENOR-DEFENDANT CIVIL L.R. 7(H) EXPEDITED NONDISPOSITIVE MOTION TO INTERVENE (DKT. NO. 33)
PAMELA PEPPER, Chief United States District Judge The plaintiff's amended complaint alleges that the 2020 election process "is so riddled with fraud, illegality, and statistical impossibility that this Court, and Wisconsin's voters, courts, and legislators, cannot rely on, or certify, any numbers resulting from this election." Dkt. No. 9 at ¶5. It states that the court "must set aside the results of the 2020 General Election and grant the declaratory and injunctive relief requested herein." Id.
The amended complaint first asserts that the election software and hardware used by defendant the Wisconsin Elections Commission were subject to hacking and manipulation and that "Wisconsin officials" disregarded widely reported concerns to this effect in utilizing the hardware and software. Id. at ¶¶6-13, 52-99. Next, it asserts that the Wisconsin Elections Commission issued improper guidance to clerks and election officials in violation of Wisconsin law. Id. at ¶¶14, 37-45. Third, it alleges that mail-in ballots either were lost or were fraudulently recorded for voters who did not request them. Id. at ¶¶46-50. Fourth, it asserts that voters who were ineligible to vote because they were registered in other states nonetheless voted in Wisconsin. Id. at ¶51.
The plaintiff requests the following relief:
1. An order directing Governor Evers and the Wisconsin Elections Commission to de-certify the election results;
2. An order enjoining Governor Evers from transmitting the currently certified election results [to] the Electoral College;
3. An order requiring Governor Evers to transmit certified election results that state that President Donald Trump is the winner of the election;
4. An immediate temporary restraining order to seize and impound all servers, software, voting machines, tabulators, printers, portable media, logs, ballot applications, ballot return envelopes, ballot images, paper ballots, and all "election materials" referenced in Wisconsin Statutes § 9.01(1)(b)11. related to the November 3, 2020 Wisconsin election for forensic audit and inspection by the Plaintiff;
5. An order that no votes received or tabulated by machines that were not certified as required by federal and state law be counted;
6. A declaratory judgment declaring that Wisconsin's failed system of signature verification violates the Electors and Elections Clause by working a de facto abolition of the signature verification requirement;
7. A declaratory judgment declaring that currently certified election results violate the Due Process Clause, U.S. CONST. Amend. XIV ;
8. A declaratory judgment declaring that mail-in and absentee ballot fraud must be remedied with a Full Manual Recount or statistically valid sampling that properly verifies the signatures on absentee ballot envelopes and that invalidates the certified results if the recount or sampling analysis shows a sufficient number of ineligible absentee ballots were counted;
9. A declaratory judgment declaring absentee ballot fraud occurred in violation of Constitutional rights, Election laws and under state law;
10. A permanent injunction prohibiting the Governor and Secretary of State from transmitting the currently certified results to the Electoral College based on the overwhelming evidence of election tampering;
11. Immediate production of 48 hours of security camera recordings of all voting central count facilities and processes in Milwaukee and Dane Counties for November 3, 2020 and November 4, 2020.
Id. at ¶142.
The same day the plaintiff filed the amended complaint, movant James Gesbeck filed a motion to intervene. Dkt. No. 14. The movant describes himself as a Wisconsin citizen and a licensed attorney (although he is not admitted to practice before this court). Id. at 1. He indicates that he voted in the 2020 general election, and that he voted in Wisconsin. Dkt. No. 15 at 1. He asserts that if the court grants the relief the plaintiff requests, it will disenfranchise his vote. Id.
The movant first argues that he is entitled to intervene as of right under Fed. R. Civ. P. 24(a). Id. at 2. He argues that his motion is timely filed and that he has a personal and individual interest in the outcome of the litigation. Id. He asserts that his interest would be impaired if the court were to grant the plaintiff's proposed relief. Id. at 3. He asserts that his interests are not adequately protected by the named defendants. Id. at 3-4. The movant asserts that he also meets the requirements for permissive intervention under Fed. R. Civ. P. 24(b). Id. at 4.
The movant later filed a Rule 7(h) expedited, non-dispositive motion; that motion did not add to the substance of his arguments, focusing on the movant's request that the court rule by 5:00 p.m. on Friday, December 4. Dkt. No. 33.
The court grants the movant's request for an expedited ruling (although not as expedited as he requested) and denies the motion to intervene.
A. Intervention As of Right
Fed. R. Civ. P. 24(a) provides that "[o]n timely motion, the court must permit anyone to intervene" if the party seeking to intervene "claims an interest relating to the ... transaction that is the subject of the action, and is so situated that disposing of the action may as a practical matter impair or impede the movant's ability to protect its interest, unless existing parties adequately represent that interest." (Emphasis added.) The Seventh Circuit has described the rule as "straightforward:"
[T]he court must permit intervention if (1) the motion is timely; (2) the moving party has an interest relating to the property or transaction at issue in the litigation; and (3) that interest may, as a practical matter, be impaired or impeded by disposition of the case. A proposed intervenor who satisfies these three elements is entitled to intervene unless existing parties adequately represent his interests.
Driftless Area Land Conservancy v. Huebsch, 969 F.3d 742, 746 (7th Cir. 2020) (emphasis in the original).
1. Timeliness of the Motion
"The test for timeliness is essentially one of reasonableness: ‘potential intervenors need to be reasonably diligent in learning of a suit that might affect their rights, and upon so learning they need to act promptly.’ " Reich v. ABC/York-Estes Corp., 64 F.3d 316, 321 (7th Cir. 1995) (quoting Nissei Sangyo Am., Ltd. v. United States, 31 F.3d 435, 438 (7th Cir. 1994) ). In determining whether the potential intervenor was reasonably diligent, courts "also consider the prejudice to the original party if intervention is permitted and the prejudice to the intervenor if his motion is denied." Id. The Seventh Circuit has expressed these concepts in the form of a four-factor test:
(1) the length of time the intervenor knew or should have known of his interest in the case; (2) the prejudice caused to the original parties by the delay; (3) the prejudice to the intervenor if the motion is denied; (4) any other unusual circumstances.
State v. City of Chi., 912 F.3d 979, 984 (7th Cir. 2019) (quoting Grochocinski v. Mayer Brown Rowe & Maw, LLP, 719 F.3d 785, 797-90 (7th Cir. 2013) ).
The movant filed his motion to intervene two days after the original complaint was filed and the same day as the amended complaint. There would be no prejudice to the original parties in allowing the movant to intervene, particularly because he represented that he was prepared to oppose the plaintiff's motion for injunctive relief by whatever deadline the court set. The movant did not address the third and fourth factors—the prejudice to the movant if the court did not allow him to intervene and any other unusual circumstances. Because the movant filed his motion the same day the plaintiff filed the original complaint, however, the court concludes that the motion is timely.
2. The Moving Party's Interest
The movant next must demonstrate that he has an interest relating to the property or transaction at issue in the litigation. The "transactions" at issue in this litigation are the decisions of defendants the Wisconsin Elections Commission and its members to sign the canvass statement for the 2020 general election and the recount in Dane and Milwaukee Counties and the action of defendant Governor Tony Evers in signing the Certificate of Ascertainment certifying the results of the 2020 general election.
The question of whether the movant, a Wisconsin resident who voted in the 2020 general election in Wisconsin, has an "interest" in those transactions is not as straightforward as one might imagine.
Rule 24(a)(2) requires that the applicant claim "an interest relating to the property or transaction that is the subject of the action." "Interest" is not defined, but the case law makes clear that more than the minimum Article III interest is required. Cases say for example that a mere "economic interest" is not enough. E.g., In re Lease Oil Antitrust Litigation , 570 F.3d 244, 250-52 (5th Cir. 2009) ; Mountain Top Condominium Ass'n v. Dave Stabbert Master Builder, Inc. , 72 F.3d 361, 366 (3d Cir. 1995) ; cf. Reich v. ABC/York-Estes Corp. , 64 F.3d 316, 322-23 (7th Cir. 1995). While that is a confusing formulation—most civil litigation is based on nothing more than an "economic interest"—all that the cases mean is that the fact that you might anticipate a benefit from a judgment in favor of one of the parties to the lawsuit—maybe you're a creditor of one of them—does not entitle you to intervene in their suit.
Flying J, Inc. v. Van Hollen, 578 F.3d 569, 571 (7th Cir. 2009).
The movant contends that the litigation "directly concerns [his] vote that was [cast] in the 2020 General Election in Wisconsin," and argues that both the right to vote and the right to have the vote count is fundamental. Dkt. No. 15 at 2. The movant could anticipate benefits from a judgment in favor of the defendants; because he says that granting the relief the plaintiff requests would invalidate his vote or disenfranchise him, he could anticipate a benefit if the court denied that relief.
Related to—possibly entangled with—the concept of "interest" is the question of standing. The Seventh Circuit has held that "[n]o one can maintain an action in a federal court ... unless he has standing to sue, in the sense required by Article III of the Constitution —that is, unless he can show injury ... and that he would benefit from a decision in his favor." Flying J, Inc., 578 F.3d at 571. "Standing to sue" implies that it is only the plaintiff who must have standing. In most cases, the question of whether a defendant has standing does not arise because the plaintiff has sought relief against the plaintiff. But a party who seeks to intervene as a defendant seeks to intervene in a lawsuit brought by a plaintiff who has not sought relief against it. See Matthew I. Hall, Standing of Intervenor-Defendants in Public Law Litigation , 80 Fordham L. Rev. 1539, 1552 (2012). Whether such a defendant—particularly when the defendant represents a broad public interest (as, arguably, the movant does)—must have Article III standing is unclear. See, e.g. , Diamond v. Charles, 476 U.S. 54, 68, 106 S.Ct. 1697, 90 L.Ed.2d 48 (1986) (concluding that it need not decide whether a party seeking to intervene due to public concerns must have Article III standing); Gregory R. Manring, It's Time for an Intervention: Resolving the Conflict Between Rule 24(a)(2) and Article III Standing , 85 Fordham L. Rev. 2525 (2017).
The movant's motion does not address his standing to intervene as a defendant. Courts recently have found that a registered voter did not have standing to sue an election board for allegedly denying his preferred candidate's campaign access to observe and monitor the voting process, see Wood v. Raffensperger, 981 F.3d 1307, 1313–17 (11th Cir. 2020) ; did not have standing to raise claims of vote dilution, see Moore v. Circosta, Nos. 1:20CV911, 1:20CV912, 494 F.Supp.3d 289, 311–13, (M.D. N.C. Oct. 14, 2020) ; and did not have standing to challenge a Secretary of State's directive that election ballots be mailed to every active voter on a statewide voter checklist, see Martel v. Condos, No. 5:20-cv-131, 487 F.Supp.3d 247, 250–54 – ––––, (D. Vermont Sept. 16, 2020). Each of these courts concluded that the voter plaintiffs had not identified the kind of concrete, particularized injury required to establish standing.
While the court could engage in an extensive analysis of whether the movant's argument that his vote will not count if the court rules in the plaintiff's favor constitutes such a concrete and particularized injury, it suffices to say that the question of whether a defendant-intervenor must have Article III standing, and what that standing might look like when the potential defendant-intervenor is a voter who asserts that the court's action invalidates his vote, is fraught. Without deciding today whether a defendant-intervenor must have Article III standing or what would constitute such standing under the movant's circumstances, the court assumes that the movant has an interest in the transactions that give rise to the litigation and will move to the next two factors.
3. Impairment of the Movant's Interest
"The existence of ‘impairment’ depends on whether the decision of a legal question involved in the action would as a practical matter foreclose rights of the proposed intervenors in a subsequent proceeding." Meridian Homes Corp. v. Nicholas W. Prassas & Co., 683 F.2d 201, 204 (7th Cir. 1982). (Citation omitted). The "foreclosure" of the proposed intervenor's rights "is measured by the general standards of stare decisis." Id. (Citations omitted.) In other words, whether or not the defendants succeed in this suit, is the movant free to initiate its own suit? See Shea v. Angulo, 19 F.3d 343, 347 (7th Cir. 1994).
Because the movant's interest is in having his vote count, as opposed to having a court direct the result of the 2020 general election, a decision granting the relief the plaintiff requests—decertifying the results of Wisconsin's 2020 general election and ordering the defendants to certify a different result—likely would foreclose the movant's rights in a subsequent suit. The movant cannot bring suit as a plaintiff because he has no complaint with the status quo. Because the electoral college will meet and vote in five days, the movant likely would not have time to mount his own suit in the event this court rules in favor of the plaintiff.
The movant has demonstrated that as a practical matter, his interests may be impaired or impeded by disposition of case, depending on that disposition.
4. Adequacy of Representation
The movant asserts that his interests are not adequately represented by the existing parties. Dkt. No. 15 at 3. He asserts that his interest is to defend his constitutional right to vote and that the Wisconsin Elections Commission, its members and Governor Tony Evers are not tasked with protecting that right. Id. He also asserts that the defendants are responsible for representing the state of Wisconsin as a whole and not individual voters. Id. He asserts that the right to vote is an individual right and argues that the court should not assume that it is the role of the governor or the elections commission to protect that individual right. Id. at 4. He says that there may be times when the defendants are averse to the individual right to vote, "as occurs during lawsuits over felon disenfranchisement." Id.
The Seventh Circuit has spoken extensively on this factor of the Rule 24(a) test in the past year. Most recently, in Driftless, the court explained that
"[t]he most important factor in determining adequacy of representation is how the interest of the absentee compares with the interests of the present parties." 7C CHARLES ALAN WRIGHT & ARTHUR MILLER & MARY KAY KANE , FEDERAL PRACTICE AND PROCEDURE § 1909 (3d ed. 2007). Our recent decision in Planned Parenthood of Wisconsin, Inc. v. Kaul describes our circuit's three-tiered methodology for evaluating adequacy of representation under Rule 24(a)(2). 942 F.3d 793, 799 (7th Cir. 2019). "The default rule," we explained, "is a liberal one." Id. It derives from the Supreme Court's decision in Trbovich v. United Mine Workers of America , which explained that "the requirement of the Rule is satisfied if the applicant shows that representation of his interest ‘may be’ inadequate; and the burden of making that showing should be treated as minimal." 404 U.S. 528, 538 n.10 [92 S.Ct. 630, 30 L.Ed.2d 686] (1972).
However, if the interest of the absentee is identical to that of an existing party, or if a governmental party is charged by law with representing the absentee's interest, then the standard for measuring adequacy of representation changes. In both situations—where the absentee and an existing party have identical interests, or the existing party is a governmental agency or official with a legal duty to represent the absentee's interest—a rebuttable presumption of adequate representation arises, and the prospective intervenor must carry a heightened burden to establish inadequacy of representation. The degree of this heightened burden varies.
Driftless Area Land Conservancy, 969 F.3d at 747.
So—if the movant's interest is not identical to that of an existing party or if there is no governmental party charged by law with representing the movant's interest, the movant has only the minimal burden of showing that the party's representation "may be" inadequate. But if the movant's interest is identical to that of an existing party, "there is a rebuttable presumption of adequate representation that requires a showing of ‘some conflict’ to warrant intervention." Planned Parenthood, 942 F.3d at 799 (quoting Wis. Ed. Ass'n Council v. Walker ("WEAC"), 705 F.3d 640, 659 (7th Cir. 2013) ). And if one of the existing parties is a governmental body charged by law with protecting the interests of the movant, the presumption is even stronger and the standard for rebutting the presumption higher. Id.
Defendant the Wisconsin Elections Commission is a governmental body; its members and defendant Governor Tony Evers are representatives of government bodies. The movant asserts, however, that the court should not assume that any of these defendants are responsible for protecting his interests. Dkt. No. 15 at 3. The Wisconsin Elections Commission "administers and enforces Wisconsin elections law." https://elections.wi.gov/about. It appears that neither the WEC nor its members are charged with protecting the interests of individual voters beyond the voter's interest in seeing Wisconsin's election laws enforced. But its mission would appear to include ensuring that the valid ballot of every voter—Democratic, Republican or other—is counted. In the narrower context of the lawsuit, the court presumes the WEC's interest and that of its members is in defending its actions in administering and enforcing Wisconsin's election laws, particularly in signing the canvass statement for the 2020 Presidential general election results after the recount in Milwaukee and Dane Counties. And the interest of defendant Governor Evers presumably will be to defend his signing of the Certificate of Ascertainment certifying the results of that election.
The court agrees that none of the defendants are "charged by law with protecting the interests of the proposed intervenor[ ]," Planned Parenthood, 942 F.3d at 799, to the extent that the movant's interests go beyond his interest in the proper administration and enforcement of state and federal election laws and procedures. This means the movant need not rebut the most heightened presumption of adequacy.
But the movant and the defendants have "the same goal." WEAC, 705 F.3d at 659 (citing Shea, 19 F.3d at 347 ). The movant and the defendants both seek to defend the certified results of the Wisconsin 2020 Presidential general election. Both oppose the relief the plaintiff seeks—the decertification of the election and the certification of a different result. Both seek to defend the certification on the ground that the election was lawful and the results valid.
The fact that the movant and the defendants share the same goal may not necessarily give rise to the presumption of adequate representation. In her concurrence in Planned Parenthood, now-Chief Judge Sykes explained that in WEAC, the court had stated that an intervenor's interest must be "unique;" Judge Sykes sought to clarify:
WEAC cited Keith v. Daley , 764 F.2d 1265, 1268 (7th Cir. 1985), as support for the uniqueness requirement. The relevant passage in Keith , however, doesn't use the term "unique." It says this: "The [intervenor's] interest must be based on a right that belongs to the proposed intervenor rather than to an existing party in the suit." Id. In other words, the intervenor's interest must be based on a right that is direct and independent. That much is clear from the immediately preceding sentence: "A proposed intervenor must demonstrate a direct, significant[,] and legally protectable interest in the property [or transaction] at issue in the lawsuit."
"Unique" is a suitable word to describe the nature of the required interest, but as used in this context, "unique" means an interest that is independent of an existing party's, not different from an existing party's. If the intervenor has a significant independent interest but shares the same goal as an existing party
(that is, if their interests align), then the standard for measuring the adequacy of existing representation changes, as WEAC later explains. 705 F.3d at 659 (explaining that a presumption of adequate representation arises when goals align). But sharing the same goal as an existing party doesn't defeat "uniqueness," properly understood.
Planned Parenthood, 942 F.3d at 806.
Given this clarification, Judge Sykes concluded that the Legislature had an independent right from the Attorney General because it had an independent, statutory right to intervene under Wis. Stat. § 803.09(2m). Id.
The movant does not have a right, independent of the defendants, to defend the certification of the 2020 election results. He has different reasons for defending the certification. As a registered voter, he wants to make sure the winner of the election is decided by a count of the valid votes cast, not by a decision of an appointed federal judge. But the movant seeks to defend the certification because he believes it was lawful and because he believes it utilized his vote—it resulted in his vote "counting." The movant is more concerned about his vote being disregarded. But his concern about any votes being disregarded aligns with the defendants’ interests in defending the legality of the certification.
Because the movant has the same goal as the defendants and has identified no right independent of the defendants, the movant must rebut the presumption of adequate representation by "show[ing] that some conflict exists." WEAC, 705 F.3d at 659. The movant has not identified such a conflict.
5. Conclusion
The court concludes that because the movant has not rebutted the presumption that the defendants will adequately represent his interests, he is not entitled to intervene as of right.
B. Permissive Intervention
The movant also says that he is qualified to intervene under Rule 24(b). Dkt. No. 15 at 4. He says that if his vote is not counted, he would "have a cause of action to seek a court order requiring these defendants to honor [his] vote," and argues that this would not further judicial economy because his suit would rely on the same facts and issues of law as this case. Id.
Rule 24(b)(1)(B) gives a court the discretion to allow a party to intervene if that party "has a claim or defense that shares with the main action a common question of law or fact." The Planned Parenthood decision sheds light on the distinction between Rules 24(a) and 24(b) :
Rule 24(b) is vague about the factors relevant to permissive intervention, but it is not just a repeat of Rule 24(a)(2). We have thus cautioned courts not to deny permissive intervention solely because a proposed intervenor failed to prove an element of intervention as of right. See City of Chi. v. FEMA , 660 F.3d 980, 987 (7th Cir. 2011) ; Solid Waste Agency of N. Cook Cty. v. U.S. Army Corps of Eng'rs , 101 F.3d 503, 509 (7th Cir. 1996). Still, we have never gone so far as confining the district court's discretion to only the two mandatory factors in Rule 24(b)(3) or to prohibit consideration of the elements of intervention as of right as discretionary factors. Even when a district court "did not explicitly break out its reasoning" on the two requests, we have affirmed so long as the "decision shows a thorough consideration of the interests of all the parties." Ligas [ex rel. Foster v. Maram] , 478 F.3d [771] at 776 [7th Cir. 2007].
Planned Parenthood, 942 F.3d at 804.
The court will not exercise its discretion to grant permissive intervention. First, as the court has noted, the issue of standing for defendant-intervenors is murky. While the Seventh Circuit has speculated that permissive intervention may not require standing "if the existing parties present a case or controversy," it has not decided the question. Id. at 803 n.5. Second, the court has noted that the movant has not identified any conflict that would prevent the current defendants from adequately representing his interests. Third, the court already has granted the movant leave to file an amicus brief, dkt. no. 37, and he has done so, dkt. no. 47. The court has the benefit of the movant's perspective; he does not need to become a party to ensure that the court takes into account the perspective of an individual voter.
C. Conclusion
The court GRANTS the Intervenor-Defendant Civil L.R. 7(h) Expedited Nondispositive Motion to Intervene, to the extent that it asks the court to expedite its ruling on his December 3, 2020 motion to intervene. Dkt. No. 33.
The court DENIES James Gesbeck's Motion to Intervene. Dkt. No. 14.
The court DENIES the Intervenor-Defendant Civil L.R. 7(h) Expedited Nondispositive Motion to Intervene, to the extent that it asks the court to grant the movant's December 3, 2020 motion to intervene. Dkt. No. 33.